Jessica Eruchalu

Jessica has over 12 years of experience in securities regulation, compliance and risk management across Canada’s exempt market and investment dealer sectors. As Chief Compliance Officer, she oversees Parvis’s regulatory framework as an Exempt Market Dealer, ensuring every offering, onboarding process and client interaction meets the standards set by Canadian securities regulators across all provinces in which the firm operates.

Prior to joining Parvis, Jessica served as Compliance Manager at a national investment dealer overseeing more than 150 registered representatives and $3B in client assets, and previously worked in the Compliance and Registrant Regulation branch of the Ontario Securities Commission, where she reviewed dealer and adviser registrations and conducted compliance examinations. She has led product due diligence on over 200 private-market offerings representing more than $1.5B in capital.

At Parvis, Jessica works closely with issuers and dealing representatives on know-your-client, know-your-product and suitability obligations, and leads the firm’s policies on risk disclosure, anti-money laundering, privacy and investor protection. She holds a BA in Political Science from the University of Toronto, a JD from Osgoode Hall Law School and the Chief Compliance Officers Qualifying Examination.